Documentation | Catalist

Catalist
Documentation.

Investor Documentation

The following are some of our current legal documents, policies and guidance.

Investor terms and conditions

Factsheet: disclosure of relevant interests on the Catalist Public Market

Auction Process

Wholesale investor certificate
Complete and upload to access our wholesale market

Nominee deed poll terms

Substantial product holder disclosure form 1
Beginning to have a substantial holding

Substantial product holder disclosure form 2
Change to existing substantial holding

Substantial product holder disclosure form 3
Ceasing to have substantial holding

Change of contact details form

Off-market transfer form

Documentation archive

Public Market Listing Documentation

The following are some of our current legal documents, policies and guidance for listing on Catalist Public Market.

Issuer rules

Issuer rules enforcement policy

Guidance note: Disclosure of material information

Financial Markets Conduct (Catalist Public Market) Regulations 2021

Financial Markets Conduct (Catalist Public Market) Exemption Notice 2021

Takeovers Code (Catalist Public Market Issuers) Exemption Notice 2021

Other documents, policies and guidance.

Wholesale and Private Market Standard Rules

Catalist privacy policy

Electronic transfer system rules

FAQs

Documentation archive